Knowledge for Lineage: Queen, Keju and Social Mobility in Tang China
Keywords:
Institutional transformation, Empress Wu, keju, social mobility, marital matching, Tang ChinaAbstract
This paper examines the transition from limited to open-access societies, focusing on early and high-Tang China (618–906). Using a dataset of 1,261 marriages from 618 to 755, we find that Empress Wu's rise to power in 674—the first and only female emperor in Chinese history—positively impacted upward mobility. After 674, men from common and poor clans were more likely to marry into elite clans. This increase in inter-class marriages was primarily driven by Empress Wu's expansion of national civil examinations, which strengthened her legitimacy and created new opportunities for social advancement.
Downloads
References (111)
Acemoglu, D. and Johnson, S., 2023. Power and Progress: Our Thousand-Year Struggle over Technology and Prosperity. New York, NY: Hachette Book Group.
Acemoglu, D. and Robinson, J.A., 2005. Economic Origins of Dictatorship and Democracy. Cambridge University Press.
Acemoglu, D. and Robinson, J.A., 2012. Why Nations Fail: The Origins of Power, Prosperity, and Poverty. London: Profile Books LTD.
Acemoglu, D. and Robinson, J.A., 2019. The Narrow Corridor. New York, NY: Penguin Press.
Beramendi, P., Dincecco, M. and Rogers, M., 2019. Intra-Elite Competition and Long-Run Fiscal Development. The Journal of Politics, 81(1), pp. 49–65.
Boix, C. and Svolik, M.W., 2013. The Foundations of Limited Authoritarian Government: Institutions, Commitment, and Power-Sharing in Dictatorships. The Journal of Politics, 75(2), pp. 300–316.
Bourdieu, P. and Passeron, J.-C., 1977. Reproduction in Education, Society, and Culture. Translated by Richard Nice. London: Sage.
Callaway, B., Goodman-Bacon, A. and Sant'Anna, P.H., 2021. Difference-In-Differences with A Continuous Treatment. Arxiv Preprint Arxiv:2107.02637.
Campbell, C. and Lee, J., 2003. Social Mobility from A Kinship Perspective: Rural Liaoning, 1789–1909. International Review of Social History, 48(1), pp. 1–26.
Campbell, C. and Lee, J., 2008. Kin Networks, Marriage, and Social Mobility in Late Imperial China. Social Science History, 32(2), pp. 175–214.
Chang, C.L., 1955. The Chinese Gentry: Studies On Their Role in Nineteenth-century. Seattle, WA: University of Washington Press.
Chattopadhyay, R. and Duflo, E., 2004. Women As Policy Makers: Evidence from a Randomized Policy Experiment in India. Econometrica, 72(5), pp. 1409–1443.
Chen, C. (Ed.), 1991. Suitang Wudai Muzhi Huibian Luoyang Juan [Compilation of Epitaphs from the Sui, Tang, and Five Dynasties: Luoyang Volume]. Tianjin: Tianjin Guji Press.
Chen, S., Fan, X. and Huang, Z., 2023. Noble No More: Keju, Checks and Balances, and Political Purges. Available at SSRN: https://ssrn.com/abstract=4523770
Chen, S. and Ma, D., 2020. States and Wars: China's Long March towards Unity and Its Consequences, 221 BC–1911 AD. CEPR Discussion Paper No. DP15187. Available at SSRN: https://ssrn.com/abstract=3688136
Chen, Y., 2001. Tangdai Zhengzhi Shi Shulun Gao [Draft Outline of Tang Political History]. Shanghai: Shanghai Guji Press.
Chen, Y., Fan, Z., Gu, X. and Zhou, L.A., 2020. Arrival of Young Talent: The Send-down Movement and Rural Education in China. American Economic Review, 110(11), pp. 3393–3430.
Chen, T. and Kung, J.K.S., 2022. Commercial Revolution in Medieval China. Available at SSRN: https://ssrn.com/abstract=3960074
Chen, T., Kung, J.K.S. and Ma, C., 2020. Long Live Keju! The Persistent Effects of China's Civil Examination System. The Economic Journal, 130(631), pp. 2030–2064.
Cheng, C., Stasavage, D. and Wang, Y., 2023. The Written Word and the Development of the State in China and Europe. Korea University Department of Political Science Working Paper Series.
CHGIS, 2016. 1820 Layers UTF8 Encoding. Harvard Dataverse, V1. https://doi.org/10.7910/DVN/ST5KKM.
Clark, G., 2014. The Son Also Rises. Princeton, NJ: Princeton University Press.
Clark, G. and Cummins, N., 2015. Intergenerational Wealth Mobility in England, 1858–2012: Surnames and Social Mobility. The Economic Journal, 125(582), pp. 61–85.
Clark, G. and Cummins, N., 2023. Assortative Mating and the Industrial Revolution: England, 1754–2021. LSE Working Paper Series.
Clark, G. and Hamilton, G., 2006. Survival of The Richest: The Malthusian Mechanism in Pre-Industrial England. The Journal of Economic History, 66(3), pp. 707–736.
Clots-Figueras, I., 2012. Are Female Leaders Good for Education? Evidence from India. American Economic Journal: Applied Economics, 4(1), pp. 212–244.
Dai, Q. and Bie, Z., 2015. Tudi Gaige, Jieceng Liudongxing Yu Guanliao Zhidu Zhuanxing: Laizi Tangdai Zhongguode Zhengju [Land Equalization and The Rising of Imperial Examination in Tang Dynasty]. Jingjixue Jikan [China Economic Quarterly], 15(1), pp. 53–84.
De Chaisemartin, C. and D'Haultfœuille, X., 2021. Two-Way Fixed Effects and Difference-in-differences Estimators with Heterogeneous Treatment Effects and Imperfect Parallel Trends. Available at SSRN: http://dx.doi.org/10.2139/ssrn.3980758
De Tocqueville, A., 1998. The Old Regime and the Revolution: The Complete Text. Vol. 1. Chicago, IL: University of Chicago Press.
Ditter, A., Choo, J. and Allen, S. (Eds.), 2017. Tales from Tang Dynasty China: Selections from the Taiping Guangji. Indianapolis, IN: Hackett Publishing Company.
Dong, G., 2002. Zhongguo Renkou Shi: Suitang Wudai Shiqi [Chinese Population History: The Sui, Tang, and Five Dynasties (Vol. 2)]. Shanghai: Fudan University Press.
Dong, M., 2007. Study on the Poor Scholars in the Tang Dynasty. Master Thesis of Shanghai Normal University.
Dribe, M., Van Bavel, J. and Campbell, C., 2012. Social Mobility and Demographic Behavior: Long Term Perspectives. Demographic Research, 26, pp. 173–190.
Dube, O. and Harish, S.P., 2020. Queens. Journal of Political Economy, 128(7), pp. 2579–2652.
Duflo, E., 2001. Schooling and Labor Market Consequences of School Construction in Indonesia: Evidence from an Unusual Policy Experiment. American Economic Review, 91(4), pp. 795–813.
Ebrey, P.B., 1978. The Aristocratic Families of Early Imperial China: A Case Study of the Po-Ling Ts'ui Family. Cambridge: Cambridge University Press.
Ebrey, P.B., 1991. Introduction. In R.S. Watson and P.B. Ebrey (Eds.), Marriage and Inequality in Chinese Society (pp. 1–24). Berkeley, CA: University of California Press.
Eika, L., Mogstad, M. and Zafar, B., 2019. Educational Assortative Mating and Household Income Inequality. Journal of Political Economy, 127(6), pp. 2795–2835.
Elman, B.A., 2000. A Cultural History of Civil Examinations in Late Imperial China. Berkeley, CA: University of California Press.
Fernández, R. and Rogerson, R., 2001. Sorting and Long-Run Inequality. The Quarterly Journal of Economics, 116(4), pp. 1305–1341.
Fukuyama, F., 1998. Women and the Evolution of World Politics. Foreign Affairs, 77(5), pp. 24–40.
Geddes, B., 1994. Politician's Dilemma: Building State Capacity in Latin America. Berkeley, CA: University of California Press.
Geng, H., 2007. Interpretation of the Wu Zetian Era: Writing Theory of the Compilation and Examination of Tang Dynasty Epitaphs. The International Symposium Proceedings on Wu Zetian.
Gong, X.M., 2021. Comprehensive List of Successful Candidates in Imperial Examinations in Chinese History. http://examination.ancientbooks.cn/docdengke
Goñi, M., 2022. Assortative Matching at the Top of the Distribution: Evidence from the World's Most Exclusive Marriage Market. American Economic Journal: Applied Economics, 14(3), pp. 445–487.
Greenwood, J., Guner, N., Kocharkov, G. and Santos, C., 2014. Marry Your Like: Assortative Mating and Income Inequality. American Economic Review, 104(5), pp. 348–353.
Guisso, R.W., 1975. The Life and Times of the Empress Wu Tse-T'ien of the T'ang Dynasty. Doctoral Dissertation. Oxford: University of Oxford.
Guisso, R.W., 1978. Wu Tse-T'ien and The Politics of Legitimation in T'ang China. Bellingham, WA: Western Washington.
Guisso, R.W., 1979. The Reigns of the Empress Wu, Chung-Tsung and Jui-Tsung (684–712). In D. Twitchett (Ed.), The Cambridge History of China. Vol. 3, Sui and T'ang China, 589–906, Part 1 (pp. 290–332). New York, NY: Cambridge University Press.
Herbert, P.A., 1988. Examine the Honest, Appraise the Able: Contemporary Assessments of Civil Service Selection in Early Tang China. Canberra: Faculty of Asian Studies, Australian National University.
Herbert, P.A., 1992. Decree Examinations in T'ang China. T'ang Studies, 10–11 (1992–93), pp. 1–40.
Ho, P.T., 1962. The Ladder of Success in Imperial China. New York, NY: Columbia University Press.
Hong, M.J., 2013. Tangdai Keju Mingjing Jinshi Yu Jingxue Zhi Guanxi [The Relationship Between the Mingjing and Jinshi of The Tang Keju and Confucian Classics]. Taipei: Wenchin Press.
Horan, P.M., 1985. Occupational Mobility and Historical Social Structure. Social Science History, 9(1), pp. 25–47.
Hu, J., 1986. Wu Zetian Zhuan [Wu Zetian's Biography]. Xi'an: Sanqin Press.
Ji, C., 1981. Zhongguo Lishishang De Jiben Jingjiqu Yu Shuili Shiye Fazhan [The Basic Economic Zone and The Development of Water Conservancy in Chinese History]. Beijing: China Social Science Press.
Jiang, Q. and Kung, J.K.S., 2021. Social Mobility in Late Imperial China: Reconsidering the "Ladder of Success" Hypothesis. Modern China, 47(5), pp. 628–661.
Johnson, D.C., 1977a. The Medieval Chinese Oligarchy. Boulder, CO: Westview Press.
Johnson, D.C., 1977b. The Last Years of a Great Clan: The Li Family of Chao Chün in Late T'ang and Early Sung. Harvard Journal of Asiatic Studies, pp. 5–102.
Kracke, E.A., 1947. Family Vs. Merit in Chinese Civil Service Examinations under the Empire. Harvard Journal of Asiatic Studies, 10(2), pp. 103–123.
Kung, J.K.S., 2022. On The Origins and Persistent Effects of The World's First Meritocratic Institution. Comparative Economic Studies, 64, pp. 563–581.
Lee, J., 1988. The Dragons and Tigers of 792: The Examination in T'ang History. Tang Studies, 6, pp. 25–47.
Lei, J., 2011. Wu Zetian Zhuan [The Bibliography of Wu Zetian]. Beijing: People's Publishing House.
Lewis, M.E., 2009. China's Cosmopolitan Empire: The Tang Dynasty. Cambridge, MA: Harvard University Press.
Li, R., 2012. Yifa Yu Yulun: Wu Zetian De Junzhu Wenhua Biaoxian [Rituals, Laws, and Public Opinion: Empress Wu's Monarchical Cultural Manifestation]. Feng Chia Journal of Humanities and Social Sciences, 24, pp. 43–68.
Lin, J.Y., 1995. The Needham Puzzle: Why the Industrial Revolution did not Originate in China. Economic Development and Cultural Change, 43(2), pp. 269–292.
Liu, L., 2008. Songdai De Jiating He Falv [Families and Laws in The Song Dynasty]. Shanghai: Shanghai Guji Press.
Lu, C., 1994. Du Tangdai Muzhi Huibian Zhaji [Notes on Reading The "Compilation of Tang Dynasty Epitaphs"]. Weijin Nanbeichao Suitangshi Ziliao [Historical Records of The Five Dynasties], 0, pp. 64–69.
Magaloni, B., 2008. Credible Power-Sharing and the Longevity of Authoritarian Rule. Comparative Political Studies, 41(4–5), pp. 715–741.
Mao, H., 1991. Guanlong Jituan Hunyinquan Zhi Yanjiu [A Study on the Marriage Circle of the Guanlong Bloc: Focusing On Royal Marriage Relations]. Bulletin of The Institute of History and Philology, Academia Sinica, 61(1), pp. 1–40.
Mao, H., 2002. Zhongguo Zhongguo Shehui Shilun [Discussions on Chinese Medieval Social History]. Shanghai: Shanghai Shudian Press.
Marcassa, S., Pouyet, J. and Trégouët, T., 2020. Marriage Strategy among the European Nobility. Explorations in Economic History, 75, p. 101303.
Marx, K. and Engels, F., 1848. Selected Works of Karl Marx and Frederick Engels. New York, NY: International Publishers.
Meng, X., 2021. Wu Zetian Yanjiu [Study on Wu Zetian]. Chengdu: Sichuan People's Publishing House.
Migdal, J.S., 1988. Strong Societies and Weak States: State-Society Relations and State Capabilities in The Third World. Princeton, NJ: Princeton University Press.
Miyakawa, H., 1955. An Outline of the Naitō Hypothesis and its Effects on Japanese Studies of China. The Journal of Asian Studies, 14(4), pp. 533–552.
Miyazaki, I., 1976. China's Examination Hell: The Civil Service Examinations of Imperial China. New Haven, CT: Yale University Press.
Miyazaki, I., 2020. Jiupin Guanrenfa Yanjiu: Keju Qianshi [Study on the Nine-Rank System: Pre-History of Keju]. Zhengzhou: Daxiang Press.
Mokyr, J., 2016. A Culture of Growth. Princeton, NJ: Princeton University Press.
Moore, O., 2004. Rituals of Recruitment in Tang China: Reading an Annual Programme in the Collected Statements By Wang Dingbao (870–940). Leiden: Brill.
Naito, Konan, 1992 [1922]. A Summary of Tang Song Times. In J. Liu (Ed.), Selected Translations of Japanese Scholars' Research on Chinese History [Riben Xuezhe Yanjiu Zhonguo Shi Lunzhu Xuanyi] (pp. 10–18). Beijing: Zhonghua Book Company.
North, D.C. and Weingast, B.R., 1989. Constitutions and Commitment: The Evolution of Institutions Governing Public Choice in Seventeenth-Century England. The Journal of Economic History, 49(4), pp. 803–832.
North, D.C., Wallis, J.J. and Weingast, B.R., 2006. A Conceptual Framework for Interpreting Recorded Human History. NBER Working Papers 12795.
North, D.C., Wallis, J.J. and Weingast, B.R., 2009a. Violence and the Rise of Open-access Orders. Journal of Democracy, 20(1), pp. 55–68.
North, D.C., Wallis, J.J. and Weingast, B.R., 2009b. Violence and Social Orders: A Conceptual Framework for Interpreting Recorded Human History. New York, NY: Cambridge University Press.
Pareto, V., 1968. The Rise and Fall of Elites: Application of Theoretical Sociology. Totowa, NJ: Bedminster Press.
Piketty, T., 2014. Capital in the 21st Century. Cambridge, MA: The Belknap Press of Harvard University Press.
Puga, D. and Trefler, D., 2014. International Trade and Institutional Change: Medieval Venice's Response to Globalization. The Quarterly Journal of Economics, 129(2), pp. 753–821.
Shiue, C.H., 2020. Social Mobility in The Long Run: A Temporal Analysis of China from 1300 To 1900. CEPR Discussion Paper No. DP13589.
Shiue, C.H. and Keller, W., 2022. Marriage Matching over Five Centuries in China. National Bureau of Economic Research No. W30625.
Sorokin, P.A., 1927. Social Mobility. Glencoe, IL: Free Press.
Sun, J., 2021. Tangdai Tequan Jieceng Shihuan Yu Shehui Liudong Yanjiu [A Study of The Privileged Officials and Social Mobility in the Tang Dynasty]. Beijing: People's Publishing House.
Svolik, M.W., 2009. Power Sharing and Leadership Dynamics in Authoritarian Regimes. American Journal of Political Science, 53(2), pp. 477–494.
Tackett, N., 2008. Great Clansmen, Bureaucrats, and Local Magnates: The Structure and Circulation of The Elite in Late-Tang China. Asia Major, pp. 101–152.
Tackett, N., 2014. The Destruction of The Medieval Chinese Aristocracy. Cambridge, MA: Harvard University Asia Center.
Tackett, N., 2020. The Evolution of the Tang Political Elite and its Marriage Network. Journal of Chinese History, 4(2), pp. 277–304.
Twitchett, D., 1973. The Composition of the Tang Ruling Class: New Evidence from Tunhuang. In A.I. Wright and D. Twitchett (Eds.), Perspectives on the Tang (pp. 47–85). New Haven, CT: Yale University Press.
Twitchett, D., 1979. Introduction. In D. Twitchett (Ed.), The Cambridge History of China. Vol. 3, Sui and T'ang China, 589–906, Part 1 (pp. 1–47). New York, NY: Cambridge University Press.
Twitchett, D. and Wechsler, H.J., 1979. Kao-Tsung (Reign 649–83) and the Empress Wu: The Inheritor and the Usurper. In D. Twitchett (Ed.), The Cambridge History of China. Vol. 3, Sui and T'ang China, 589–906, Part 1 (pp. 242–289). New York, NY: Cambridge University Press.
Van Leeuwen, B. and Maas, I., 2010. Historical Studies of Social Mobility and Stratification. Annual Review of Sociology, 36, pp. 429–451.
Von Glahn, R., 2016. An Economic History of China: From Antiquity to the Nineteenth Century. Cambridge: Cambridge University Press.
Wang, Y., 2022a. Blood is Thicker than Water: Elite Kinship Networks and State Building in Imperial China. American Political Science Review, 116(3), pp. 896–910.
Wang, Y., 2022b. The Rise and Fall of Imperial China: The Social Origins of State Development. Princeton, NJ: Princeton University Press.
Weber, M., 1978. Economy and Society. 1st ed. G. Roth and C. Wittich, eds. University of California Press.
Wen, F., Wang, E.H. and Hout, M., 2024. Social Mobility in the Tang Dynasty as the Imperial Examination Rose and Aristocratic Family Pedigree Declined, 618–907 CE. Proceedings of The National Academy of Sciences, 121(4), p. e2305564121.
Wu, S., 2002. Zhongguo Renkou Shi: Liaosong Jinyuan Shiqi [Chinese Population History: The Liao, Song, Jin, and Yuan Period (Vol. 3)]. Shanghai: Fudan University Press.
Wu, Z., 2010. Tangdai Keju Zhidu Yanjiu [Keju in The Tang Dynasty]. Beijing: Peking University Press.
Wu, Z., 2019. Zhonggu Shehui Bianqian Yu Suitingshi Yanjiu [Social Transition in Medieval China and Research on The Sui and Tang Dynasties]. Beijing: Zhonghua Book Company.
Zhao, X., 2006. Wu Zetian Zhizheng Yu Luoyang Wenxue Fazhan Fenxi [Analysis of Empress Wu's Reign and The Development of Literature in Luoyang]. Yindu Xuebao [Yindu Journal], 2, pp. 52–57.
Zhou, S. and Zhao, C., 1992. Tangdai Muzhi Huibian [Compilation of Tang Epitaphs]. Shanghai: Shanghai Guji Press.
Zhou, S. and Zhao, C., 2001. Tangdai Muzhi Huibian Xuji [Sequel of Compilation of Tang Epitaphs]. Shanghai: Shanghai Guji Press.
Downloads
How to Cite
License
Copyright (c) 2026 Centre for Quantitative History

This work is licensed under a Creative Commons Attribution-NonCommercial-NoDerivatives 4.0 International License.
The CQH Working Paper Series is a scholarly platform of the Centre for Quantitative History dedicated to facilitating the circulation of research. Copyright in each paper remains with the author(s). Authors publishing in the Series grant CQH a non-exclusive right to host, archive, and make the paper publicly available as part of the Series. Unless otherwise indicated, papers are distributed under a CC BY-NC-ND 4.0 licence.